Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Isaacs is a financial advisor with over 30 years of experience in the industry. Richard currently works with LPL Financial LLC and has been with the firm since 2014. Richard has held previous positions with National Planning Corporation, M.L. Stern & Co. Inc., New England Securities, EAB Securities, Inc. and NatWest USA Brokerage Services Corporation. Richard is licensed and registered to provide investment advice in multiple states across the US. Richard is a Series 7, 24, 31, 63 and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (WOODLAND HILLS CA)
CA
08/27/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (Woodland Hills CA)
CA
04/21/1993 - 09/18/2014
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
02/12/1992 - 04/13/1993
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
NY
11/01/1991 - 02/18/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
10/05/1988 - 11/15/1989
EAB SECURITIES, INC.
NA
02/13/1987 - 04/07/1987
NATWEST USA BROKERAGE SERVICES CORPORATION
NA
08/21/1984 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
IA
Issued 06/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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