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Richard G Lim

ACE Diversified Capital, Inc.

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About Richard G Lim

Richard Lim is a financial professional with over 30 years of experience in the financial services industry. Richard is currently registered with Ace Diversified Capital, Inc. and is licensed to provide investment advice in California. Richard has a Series 6 and SIE license. Richard's previous experience includes working with Mutual Service Corporation, Washington Square Securities, Inc., PML Securities Company, and Pruco Securities Corporation.

Firm Information

Richard Lim is currently registered with ACE Diversified Capital, Inc.. ACE Diversified Capital, Inc. is a Corporation formed on July 31, 1996. They are approved in California and have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Lim’s Registration & Firm History

CA

11/07/2006 - Present

ACE Diversified Capital, Inc. (SAN GABRIEL, CA)

MA

01/20/1996 - 12/31/2002

MUTUAL SERVICE CORPORATION (BOSTON MA)

CT

08/13/1991 - 10/25/1996

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

DE

12/06/1990 - 12/02/1991

PML SECURITIES COMPANY (NEWARK DE)

NA

05/26/1988 - 08/21/1989

PRUCO SECURITIES CORPORATION

NJ

08/15/1983 - 08/21/1989

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard G Lim.
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