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Richard G. Golod

Morgan Stanley

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About Richard G. Golod

Richard G. Golod is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with Morgan Stanley and provides financial advice to individuals, corporations, and institutions. Richard has held previous roles at PROVASI CAPITAL PARTNERS LP, INVESCO DISTRIBUTORS, INC., VAN KAMPEN FUNDS INC., MORGAN STANLEY & CO., INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard is a highly experienced financial advisor with a wide range of expertise in various aspects of financial planning. He is also committed to providing personalized and comprehensive financial advice to help his clients achieve their financial goals.

Firm Information

Richard Golod is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Richard Golod’s Registration & Firm History

MD

02/19/2020 - Present

Morgan Stanley (Rockville MD)

TX

04/22/2015 - 07/06/2016

PROVASI CAPITAL PARTNERS LP (DALLAS TX)

TX

06/01/2010 - 04/06/2015

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

TX

01/02/1997 - 06/01/2010

VAN KAMPEN FUNDS INC. (HOUSTON TX)

NY

02/09/1996 - 01/02/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

02/10/1993 - 01/01/1996

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

MA

08/01/1985 - 12/31/1992

KRUPP SECURITIES CORPORATION (BOSTON MA)

NA

08/25/1982 - 06/03/1985

FIRST CAPITAL INVESTMENT CORPORATION

NA

11/14/1981 - 07/07/1982

BACHE HALSEY STUART SHIELDS INCORPORATED

NA

09/26/1978 - 12/17/1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

09/01/1977 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 07/14/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/27/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/1984

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Richard G. Golod. Review regulatory record here.
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