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Richard G Condon

BNP Paribas Securities Corp.

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About Richard G Condon

Richard Condon is a financial advisor with over 18 years of experience in the industry. He is currently registered with BNP Paribas Securities Corp. and holds a Series 3, 7, 9, 10, 63, and SIE license. Condon has extensive experience in the securities industry, having previously worked at MORGAN STANLEY & CO. LLC. Richard is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Richard Condon is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Condon’s Registration & Firm History

NY

10/03/2023 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

11/28/2005 - 02/05/2024

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/19/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/29/2005

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard G Condon.
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