Unclaimed
Richard G. Aliberti is a financial professional with over 25 years of experience in the securities industry. Richard has a broad range of experience, having worked with firms such as Goldman, Sachs & Co., Pershing LLC, and Maxim Group LLC. Richard is currently registered with Curvature Securities LLC, and has a Series 7, Series 24 and Series 63 license. Richard is registered in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/11/2023 - Present
Curvature Securities LLC (CHATHAM NJ)
NY
09/05/2022 - 12/20/2023
MAXIM GROUP LLC (NEW YORK NY)
NJ
11/19/2012 - 06/27/2022
PERSHING LLC (JERSEY CITY NJ)
NY
07/18/1997 - 11/30/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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