Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schaufert is a financial advisor with over 30 years of experience in the financial services industry. Richard has worked at several firms throughout their career, including Wachovia Securities Financial Network, Inc., Smith Barney, Harris Upham & Co., Incorporated, and Oppenheimer & Co., Inc. Richard currently works at Lexaurum Advisors, a firm located in Overland Park, Kansas. Richard is a Registered Investment Advisor with the state of Texas, and holds various licenses and certifications including Series 7, 63, 65, 8, 10, and 9. Richard provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, and corporations. In addition to their work as a financial advisor, Richard is also a licensed insurance agent and serves as a FINRA arbitrator. Richard is committed to providing their clients with the highest level of personalized service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Monthly fee
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2
TX
12/05/2019 - Present
Lexaurum Advisors (Fairfield TX)
TX
12/09/2019 - 07/05/2022
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Fairfield TX)
TX
09/20/2019 - 12/12/2019
CETERA ADVISOR NETWORKS LLC (FAIRFIELD TX)
TX
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FAIRFIELD TX)
TX
04/01/2003 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (FAIRFIELD TX)
MO
03/23/2001 - 04/15/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
CT
09/13/1996 - 04/17/2001
ADVEST, INC. (HARTFORD CT)
NY
07/02/1993 - 09/21/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
03/22/1984 - 07/12/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 04/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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