Unclaimed
Richard Fred West is an investment advisor representative with State Farm VP Management Corp. Richard has been in the industry since April 1999 and is registered in Arizona and New Mexico. Richard has the Series 6 and Series 63 registrations. He also holds the Securities Industry Essentials (SIE) exam. Richard is located in Tempe, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
04/19/1999 - Present
State Farm VP Management Corp. (Tempe AZ)
BC
Issued 04/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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