Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Freckleton is a financial advisor with LPL Financial LLC. Richard has been in the industry since January 2020 and has a Series 63 license. Richard holds other licenses including Series 7TO and SIE. Richard's previous experience includes working with Carillon Fund Distributors, Inc. and Prudential Annuities Distributors, Inc. Richard has been registered with LPL Financial LLC since May 2024. Richard has a strong background in financial planning and has experience working with a variety of clients, including individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/06/2025 - Present
LPL Financial LLC (FORT MILL SC)
FL
11/03/2021 - 06/21/2023
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
CT
01/14/2020 - 09/14/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
BC
Issued 01/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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