Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Salerno is an investment professional who has been in the financial services industry since 2011. Richard is currently registered with Sammons Financial Network, LLC in West Des Moines, Iowa. Richard is a Series 6 and Series 63 licensed professional. Richard has experience working for several firms including Guardian Investor Services LLC, P.J. Robb Variable Corporation, The Dreyfus Service Corporation, and SunAmerica Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
01/05/2016 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
NY
01/31/2013 - 02/10/2014
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
CT
12/08/2010 - 10/03/2012
P.J. ROBB VARIABLE CORPORATION (FARMINGTON CT)
NY
02/25/2000 - 12/01/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
10/07/1998 - 03/13/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 04/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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