Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Frank Parnigoni is a financial advisor with Aegis Capital Corp., offering a range of services including financial planning and portfolio management. Richard has been in the industry since 1985, providing expertise to individuals, corporations, and pooled investment vehicles. Richard holds licenses in several states, including California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, South Carolina, and Vermont. He is also a registered investment advisor in New Hampshire. Richard is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/21/2023 - Present
Aegis Capital Corp. (MELVILLE NY)
FL
03/08/2023 - 04/17/2023
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
NH
04/23/2021 - 03/09/2023
SECURITIES AMERICA, INC. (Windham NH)
MA
07/25/2018 - 05/21/2021
LPL FINANCIAL LLC (WOBURN MA)
MA
10/03/2016 - 07/27/2018
CETERA ADVISORS LLC (WOBURN MA)
MA
01/23/2015 - 10/03/2016
INVESTORS CAPITAL CORP. (WOBURN MA)
MA
03/25/2011 - 02/03/2015
SIGNATOR INVESTORS, INC. (WESTBOROUGH MA)
MA
04/08/2010 - 03/25/2011
CANTELLA & CO., INC. (WOBURN MA)
MA
11/17/2009 - 03/11/2010
TD WEALTH MANAGEMENT SERVICES INC. (WELLESLEY MA)
MA
11/14/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (LEXINGTON MA)
NY
08/23/2004 - 04/24/2006
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
MA
05/16/2003 - 08/23/2004
MOORS & CABOT, INC. (BOSTON MA)
MA
04/23/1998 - 05/19/2003
LEERINK SWANN & COMPANY (BOSTON MA)
NY
05/03/1994 - 04/13/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
09/25/1990 - 05/02/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/10/1989 - 10/01/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
07/29/1986 - 11/29/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
03/25/1985 - 08/05/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/23/1983 - 03/11/1985
FINANCIAL SCIENCES, INC.
IA
Issued 06/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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