Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Montaldo is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Oppenheimer & Co. Inc. and has previously worked at firms such as Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC. Richard has a wide range of experience in the financial services industry and is able to provide a variety of services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/27/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/21/2017 - 12/13/2023
MORGAN STANLEY (New York NY)
NY
02/06/2009 - 04/24/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/17/2003 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/13/2001 - 11/14/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/11/1998 - 08/01/2001
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
NY
04/30/1998 - 08/10/1998
TASIN & COMPANY, INC. (HAUPPAUGE NY)
IA
Issued 05/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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