Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Meier is a financial professional with over 20 years of experience in the financial services industry. Richard has a broad range of experience in various financial institutions including BrokTec Americas LLC, Reich & Tang Distributors, Inc., AllianceBernstein Investment Research and Management, Inc., PaineWebber Incorporated, Commonwealth Associates and Lehman Brothers Inc. Richard is currently registered with Institutional Cash Distributors, LLC, which provides financial services and is based in Cohasset, MA. Richard is licensed to provide investment advice in multiple states including Connecticut, Delaware, Kentucky, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Virginia, and West Virginia. Richard holds Series 6, 7, 26, and 63 licenses, along with the Securities Industry Essentials (SIE) Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/09/2019 - Present
Institutional Cash Distributors, LLC (COHASSET MA)
NY
06/13/2017 - 06/17/2019
BROKERTEC AMERICAS LLC (NEW YORK NY)
NY
11/21/2007 - 06/30/2015
REICH & TANG DISTRIBUTORS, INC. (NEW YORK NY)
TN
02/26/1996 - 12/05/2003
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NJ
07/20/1994 - 11/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/14/1993 - 05/05/1994
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
11/12/1993 - 01/05/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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