Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martino is a financial advisor at LPL Financial LLC, a large firm with more than 160,000 clients and more than $463 billion in assets under management. Richard works in the Saratoga Springs, NY office and is registered to provide advisory services in 11 states. Richard has been in the industry since 1999 and has Series 7, 63 and 65 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2022 - Present
LPL Financial LLC (SARATOGA SPRINGS NY)
NY
01/04/2021 - 03/10/2021
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
05/05/1999 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
IA
Issued 03/13/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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