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Richard Frank Giacomo

Pickwick Capital Partners, LLC

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About Richard Frank Giacomo

Richard Giacomo is a financial advisor registered with Pickwick Capital Partners, LLC and holds a Series 7, Series 63 and SIE licenses. Richard has over 25 years of experience in the financial industry. Previously, Richard has held positions at Tangent Capital Partners, LLC, Hedgeco Securities, LLC, Sinclair & Company, LLC, Gramercy Financial Services LLC, PaineWebber Incorporated, Lynch, Jones & Ryan, Inc., Dean Witter Reynolds Inc., Chase Securities, Inc., Morgan Stanley Market Products Inc. and Morgan Stanley & Co., Incorporated. Richard specializes in providing financial advice and investment services to individual clients.

Firm Information

Richard Giacomo is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Giacomo’s Registration & Firm History

NY

08/05/2015 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NJ

09/08/2011 - 03/05/2014

TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)

NY

04/07/2009 - 10/06/2009

HEDGECO SECURITIES, LLC (NEW YORK NY)

CT

04/04/2008 - 11/03/2008

SINCLAIR & COMPANY, LLC (DARIEN CT)

CT

03/26/2004 - 05/04/2007

GRAMERCY FINANCIAL SERVICES LLC (GREENWICH CT)

NJ

01/06/1993 - 02/06/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/07/1990 - 12/12/1992

LYNCH, JONES & RYAN, INC. (NEW YORK NY)

NY

10/26/1984 - 07/19/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MD

09/02/1988 - 03/21/1989

CHASE SECURITIES, INC. (NEW YORK MD)

NY

07/25/1987 - 02/22/1988

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

04/15/1986 - 02/20/1988

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Frank Giacomo.
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