Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Frontera is a financial advisor who has been in the industry since 1977. Richard is currently registered with Equity Services, Inc. and has previously been employed by firms such as GUARDIAN INVESTOR SERVICES CORPORATION and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Richard has a variety of licenses and designations, including Series 63, 24, 6TO, 99TO, 22TO, SIE, 7, 1, and is a Chartered Financial Consultant. Richard has a strong focus on providing financial planning, pension consulting, and portfolio management services for both individuals and businesses. Richard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
02/05/2018 - Present
Equity Services, Inc. (COLCHESTER VT)
NY
06/14/1988 - 01/10/1991
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
05/02/1977 - 05/31/1988
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
05/02/1977 - 05/26/1988
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 12/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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