Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Simonitis is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since 1992. Richard has a Series 6, 7, 24, 63, and SIE license. Richard has been registered with LPL Financial LLC since 2007 and has also been registered with UVEST FINANCIAL SERVICES GROUP, INC. LINSCO/PRIVATE LEDGER CORP., and PRUCO SECURITIES CORPORATION in the past. Richard is also registered with the states of Ohio, Arizona, Colorado, and Pennsylvania. Richard is a financial advisor with LPL Financial LLC and provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
02/27/2007 - Present
LPL Financial LLC (NORTH ROYALTON OH)
OH
11/12/2004 - 02/26/2007
UVEST FINANCIAL SERVICES GROUP, INC. (MIDDLEBURG HEIGHTS OH)
SC
06/08/2000 - 11/17/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
09/04/1992 - 04/04/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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