Unclaimed
Richard McCloskey is a registered representative with Columbia Management Investment Distributors, Inc. Richard has been in the securities industry since 1992. Richard holds the Series 6, 7 and 66 securities licenses. Richard is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/18/2018 - Present
Columbia Management Investment Distributors, Inc. (BOSTON MA)
NA
09/21/1992 - 03/17/1994
SEI FINANCIAL SERVICES COMPANY
BOTH
Issued 01/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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