Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Francis Kozan is a financial professional with a focus on securities. Richard has been in the industry since 2023. Richard holds licenses for the Series 63, Series 6TO and the SIE. Richard is registered in Georgia, New York and Pennsylvania. Richard is currently employed by ADP Broker-Dealer, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
11/20/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 12/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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