Unclaimed
Richard Francis Kennedy is a financial advisor with Multi-Bank Securities, Inc. Richard has been in the financial services industry since August 29, 1995. Richard holds Series 7, Series 50 and SIE securities licenses and is registered in 11 states. Richard's previous experience includes roles at PENSERRA SECURITIES, LLC, FIRST INTEGRITY CAPITAL PARTNERS CORP., STIFEL, NICOLAUS & COMPANY, INCORPORATED, STERNE, AGEE & LEACH, INC., RAYMOND JAMES & ASSOCIATES, INC., SUNTRUST ROBINSON HUMPHREY, INC., RBC DAIN RAUSCHER INC., NBC CAPITAL MARKETS GROUP, INC., MERIDIAN SECURITIES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY and APS FINANCIAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
06/05/2019 - Present
Multi-Bank Securities, Inc. (SOUTHFIELD MI)
FL
09/21/2017 - 04/26/2019
PENSERRA SECURITIES, LLC (Tampa FL)
FL
10/25/2016 - 09/19/2017
FIRST INTEGRITY CAPITAL PARTNERS CORP. (WEST PALM BEACH FL)
FL
06/05/2015 - 09/21/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TAMPA FL)
AL
05/21/2012 - 06/05/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
FL
01/17/2012 - 04/04/2012
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
02/05/2007 - 12/21/2011
SUNTRUST ROBINSON HUMPHREY, INC. (TAMPA FL)
FL
09/02/1999 - 12/12/2006
RBC DAIN RAUSCHER INC. (ST. PETERSBURG FL)
TN
08/14/1996 - 10/17/1997
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
NA
05/15/1995 - 11/24/1995
MERIDIAN SECURITIES, INC.
NA
06/21/1994 - 02/03/1995
MERIDIAN SECURITIES, INC.
MA
05/03/1993 - 05/02/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/03/1993 - 05/02/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
05/24/1991 - 08/11/1992
APS FINANCIAL CORPORATION (AUSTIN TX)
BC
Issued 07/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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