Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Juba is a financial advisor with Berthel, Fisher & Co. Financial Services, Inc., a firm with a focus on providing investment advisory and financial planning services. Richard has been in the financial services industry since 1968. Richard's experience includes previous roles at Milkie/Ferguson Investments, Inc. and Principal Financial Securities, Inc. Richard is registered with FINRA, a self-regulatory organization, and holds various licenses and certifications, including Series 7, 63, and 65. Richard is committed to providing personalized financial advice and working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/12/2024 - Present
Berthel, Fisher & Co. Financial Services, Inc. (DALLAS TX)
TX
06/21/2012 - 12/31/2023
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (DALLAS TX)
TX
05/16/1998 - 06/26/2012
MILKIE/FERGUSON INVESTMENTS, INC. (DALLAS TX)
TX
06/12/1991 - 05/07/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
TX
03/29/1974 - 08/02/1991
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
02/27/1975 - 10/10/1986
INA SECURITY CORPORATION
NA
12/21/1970 - 03/29/1974
RAUSCHER PIERCE SECURITIES CORPORATION
NA
12/21/1970 - 11/02/1973
RAUSCHER PIERCE SECURITIES CORPORATION
NA
09/11/1968 - 01/14/1971
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 04/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 09/09/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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