Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Crosby is a financial advisor with Stifel, Nicolaus & Company, Inc. Richard has been in the industry since 1992. Richard is registered to provide investment advisory services in Florida, Minnesota and Texas. Richard is also registered to provide securities services in numerous other states. Richard has been with Stifel, Nicolaus & Company, Inc. since 2008 and was previously with Wachovia Securities, LLC, A.G. Edwards & Sons, Inc., Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., NatWest Investor Services Corporation and USLIFE Equity Sales Corp.. Richard is a registered representative of FINRA and has the Series 6, 7, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/28/2018 - Present
Stifel, Nicolaus & Company, Inc. (WAYZATA MN)
MN
01/01/2008 - 08/14/2008
WACHOVIA SECURITIES, LLC (MINNETONKA MN)
MN
03/15/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MINNETONKA MN)
CA
12/13/2000 - 03/19/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
12/14/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
02/08/1994 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
09/26/1992 - 02/16/1994
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
08/31/1992 - 08/31/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 10/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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