Unclaimed
Richard Barnett is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since June 1998. Richard is registered with the state of New Jersey and several other states. Richard has been associated with LPL Financial LLC since February 2018. Previously Richard worked for SII INVESTMENTS, INC. and NEXT FINANCIAL GROUP, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/14/2018 - Present
LPL Financial LLC (MEDFORD NJ)
NJ
02/06/2009 - 02/14/2018
SII INVESTMENTS, INC. (MEDFORD NJ)
NJ
01/20/2005 - 03/03/2009
NEXT FINANCIAL GROUP, INC. (MEDFORD NJ)
MA
06/19/2002 - 01/20/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/19/2002 - 01/20/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
06/18/1998 - 06/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/18/1998 - 06/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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