Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alspaugh is a financial advisor with over 20 years of experience. He has held numerous positions in the industry, including roles at Wachovia Brokerage Service, Wachovia Capital Markets, Inc., Wachovia Securities, Inc., Silverton Capital Corporation, and NBC Securities, Inc. He currently works at Southstate|duncanwilliams Securities Corp., where he is registered as a General Securities Representative. Richard is also a Series 24 and Series 53 Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/08/2022 - Present
Southstate|duncanwilliams Securities Corp. (WINSTON-SALEM NC)
NC
06/13/2011 - 11/08/2012
NBC SECURITIES, INC. (WINSTON-SALEM NC)
GA
04/29/2002 - 06/16/2009
SILVERTON CAPITAL CORPORATION (ATLANTA GA)
NC
04/01/1999 - 10/03/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/01/1998 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
NC
01/17/1992 - 06/01/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BC
Issued 02/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/11/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Alspaugh is the right advisor for you? Invested Better is here to help.
