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Richard Foreman Karger

Rothschild Investment LLC

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About Richard Foreman Karger

Richard Foreman Karger is a financial professional with over 47 years of experience in the industry. Richard is currently registered with Rothschild Investment LLC, which has offices in Chicago, Illinois. Richard has a Series 24, Series 40, Series 7TO, and Series 63 license, as well as the SIE designation.

Firm Information

Richard Karger is currently registered with Rothschild Investment LLC. Rothschild Investment LLC is an investment advisor registered with the SEC and in all 50 states. Formed in October 2022, the firm manages over $2 billion in assets for individuals, businesses, pension plans, charitable organizations, and high-net-worth clients. They offer a range of services, including portfolio management, pension consulting, and selection of other advisors. The firm has 20 investment adviser representatives and 25 registered representatives. Their main office is located in Chicago, Illinois.
Rothschild Investment LLC

311 SOUTH WACKER DRIVE

CHICAGO, IL 60606

$2.00B

Assets Under Management

80

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Richard Karger’s Registration & Firm History

IL

06/03/1998 - Present

Rothschild Investment LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/19/1975

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Foreman Karger.
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