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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Forbes Taylor is a financial advisor who has been in the industry since 2001. Richard has a wide range of experience, having worked at firms such as Visible Markets, Inc., Morgan Stanley & Co., Incorporated, and CS First Boston Corporation. Richard currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. and holds multiple licenses, including Series 7, 3, 63, and 66. Richard has a history of working with both high net worth individuals and corporations, and has experience in a range of investment services including portfolio management, pension consulting, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DARIEN CT)
MA
01/03/2001 - 05/09/2001
VISIBLE MARKETS, INC. (BOSTON MA)
NY
08/10/1992 - 02/06/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/20/1987 - 06/04/1992
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 12/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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