Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fernan Ledee is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Profunds Distributors, Inc. Richard is a licensed Series 7, 24, 3, 4, 55, and 63. Richard holds a Series 63 license in New York, issued January 5, 2016. Richard has previously been associated with Fund Source US, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard's experience and qualifications make him well-suited to assist clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2015 - Present
Profunds Distributors, Inc. (New York NY)
NY
05/22/2014 - 04/17/2015
FUND SOURCE US, LLC (New York NY)
NY
07/10/2000 - 04/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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