Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Parker is a registered representative with Nylife Securities LLC. Richard has been in the financial industry since 1997 and has held previous positions with firms such as William O'Neil Securities Incorporated, Seaport Global Securities LLC, Guggenheim Securities, LLC, and Loop Capital Markets LLC. Richard has passed the Series 63, Series 24, SIE, Series 55, and Series 7 exams. Richard is currently registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
04/12/2021 - Present
Nylife Securities LLC (SADDLE BROOK NJ)
NY
07/31/2019 - 07/31/2020
WILLIAM O'NEIL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/24/2016 - 04/02/2019
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
05/07/2012 - 03/18/2016
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
02/28/2012 - 05/03/2012
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
11/01/2010 - 12/02/2011
MF GLOBAL INC. (NEW YORK NY)
CT
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (GREENWICH CT)
CT
03/13/2009 - 11/02/2010
SANDERS MORRIS HARRIS INC. (GREENWICH CT)
NY
01/11/2005 - 03/13/2009
STANFORD GROUP COMPANY (NEW YORK NY)
TX
04/12/2004 - 11/09/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
01/12/2004 - 11/09/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
05/13/1999 - 01/12/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
06/25/1997 - 05/19/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
TN
09/14/1995 - 06/13/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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