Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kiefner is a financial advisor with Northwestern Mutual Investment Services, LLC. Richard is based in Norfolk, VA and has been in the industry since March 17, 1991. Richard has been registered with Northwestern Mutual Investment Services, LLC since March 18, 1991. Prior to joining Northwestern Mutual Investment Services, LLC, Richard worked for Robert W. Baird & Co. Incorporated. Richard has passed the Series 6, Series 12, Series 63, and SIE exams. Richard is registered in Virginia and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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VA
03/18/1991 - Present
Northwestern Mutual Investment Services, LLC (NORFOLK VA)
WI
04/26/1991 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 06/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1991
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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