Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Johnson is an active investment advisor representative in the state of Texas. He has been in the securities industry since August 1997 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since July 1999. Richard Johnson has a wide range of experience in the financial industry, with a particular focus on providing investment advice to individuals and businesses. He is also a registered investment advisor in the state of Texas. Richard Johnson's clients benefit from his experience in providing investment advice, as well as his knowledge of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/12/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
NY
08/20/1997 - 08/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 9/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/3/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 8/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Johnson is the right advisor for you? Invested Better is here to help.
