Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schafer is a financial advisor at Oppenheimer & Co. Inc. Richard has been in the financial services industry since 1997 and has extensive experience in the financial services industry. Richard is registered with FINRA and is licensed in Colorado and New York. Richard has passed numerous industry exams including the Series 7, Series 86, Series 87, SIE and Series 63 exams. Richard previously worked at CIBC WORLD MARKETS CORP. Richard has extensive experience in a variety of financial services areas including financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, and selection of other advisors. Richard has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
01/14/2008 - Present
Oppenheimer & Co. Inc. (DENVER CO)
CO
11/12/1997 - 01/14/2008
CIBC WORLD MARKETS CORP. (DENVER CO)
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/07/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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