Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ewing Martin is a financial advisor who has been in the industry since 1973. He is currently registered with LPL Financial LLC in Brownwood, Texas. Richard Ewing Martin previously worked with VOYA FINANCIAL ADVISORS, INC., LOCUST STREET SECURITIES, INC., CNA INVESTOR SERVICES, INC., MONEX FINANCIAL CORPORATION, JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Richard Ewing Martin holds a Series 7TO, SIE, Series 1 and Series 65 license. Richard Ewing Martin also owns and operates Insurance Specialists, Inc., a non-variable insurance agency and Richard E. Martin, C. L. U., A Professional Corp., which sells health and life insurance; medical care support; fixed annuities; and group health.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/23/2020 - Present
LPL Financial LLC (BROWNWOOD TX)
TX
01/01/2004 - 06/26/2020
VOYA FINANCIAL ADVISORS, INC. (BROWNWOOD TX)
IA
01/01/1996 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
03/08/1977 - 01/01/1996
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
NA
10/09/1975 - 03/08/1977
CNA INVESTOR SERVICES, INC.
NA
12/10/1973 - 11/06/1975
MONEX FINANCIAL CORPORATION
NA
01/24/1973 - 01/20/1974
JOHN HANCOCK DISTRIBUTORS, INC.
NA
01/24/1973 - 01/20/1974
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 10/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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