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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Byrd is a financial advisor at Raymond James & Associates, Inc. with over 40 years of experience in the financial services industry. Richard's background includes previous roles at Morgan Stanley and Cowen & Co. Richard specializes in providing financial planning, portfolio management and investment advisory services for a range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Richard is licensed to offer investment advice in 18 states and holds the Series 63, Series 7, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/06/2016 - Present
Raymond James & Associates, Inc. (Boston MA)
MA
06/01/2009 - 06/03/2016
MORGAN STANLEY (BOSTON MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
08/24/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
07/01/1998 - 09/05/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/10/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
MA
01/03/1978 - 05/21/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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