Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Evan Thomas is a financial advisor with over 10 years of experience in the industry. Richard is currently registered with Cetera Investment Advisers LLC and is licensed to provide investment advice in Washington. Prior to joining Cetera Investment Advisers LLC, Richard was affiliated with firms such as VOYA FINANCIAL ADVISORS, INC., CETERA ADVISOR NETWORKS LLC, CUSO FINANCIAL SERVICES, L.P., and KESTRA INVESTMENT SERVICES, LLC. Richard is well-versed in various investment strategies, including portfolio management for individuals and businesses, and financial planning. Richard offers a variety of financial services to his clients, including fixed fees, hourly charges, and a percentage of assets. Richard also holds Series 7, Series 63, and Series 65 licenses. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
06/29/2023 - Present
Cetera Investment Advisers LLC (Enumclaw WA)
WA
06/03/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Enumclaw WA)
WA
05/10/2019 - 06/06/2019
CETERA ADVISOR NETWORKS LLC (FIFE WA)
WA
03/27/2017 - 12/21/2018
CUSO FINANCIAL SERVICES, L.P. (SEATTLE WA)
WA
06/27/2014 - 03/20/2017
KESTRA INVESTMENT SERVICES, LLC (REDMOND WA)
WA
09/19/2012 - 07/07/2014
AMERIPRISE FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
02/01/2012 - 05/25/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BELLEVUE WA)
IA
Issued 08/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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