Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Evan Thomas is an Investment Advisor Representative with Cetera Investment Advisers LLC. Richard is a financial professional with over 10 years of experience in the industry. Richard has worked with clients in a variety of capacities, including providing financial planning, investment management, and insurance services. Richard has held previous roles with firms such as Voya Financial Advisors, Inc., Cetera Advisor Networks LLC, CUSO Financial Services, LP, Kestra Investment Services, LLC, and Ameriprise Financial Services, Inc. Richard is registered to provide investment advice in California, Idaho, Nebraska, Oregon, and Washington. Richard is also licensed as an insurance agent in Washington.
Enumclaw, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
06/29/2023 - Present
Cetera Investment Advisers LLC (Enumclaw WA)
WA
06/03/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Enumclaw WA)
WA
05/10/2019 - 06/06/2019
CETERA ADVISOR NETWORKS LLC (FIFE WA)
WA
03/27/2017 - 12/21/2018
CUSO FINANCIAL SERVICES, L.P. (SEATTLE WA)
WA
06/27/2014 - 03/20/2017
KESTRA INVESTMENT SERVICES, LLC (REDMOND WA)
WA
09/19/2012 - 07/07/2014
AMERIPRISE FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
02/01/2012 - 05/25/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BELLEVUE WA)
IA
Issued 8/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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