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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Evan Rosenthal is a financial advisor with The Colony Group, LLC in Southborough, MA. Richard is a registered Investment Advisor Representative in Massachusetts. Richard holds Series 63, 65, 7, and 24 licenses and is a member of FINRA. Richard has been in the financial services industry for over 25 years and has experience in providing financial planning and investment management services. Richard specializes in working with high net worth individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
MA
01/25/2022 - Present
THE Colony Group, LLC (Southborough MA)
NY
03/29/1996 - 12/20/1999
CARLIN EQUITIES CORP. (NEW YORK NY)
IA
Issued 08/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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