Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Baer is a financial advisor with over 40 years of experience in the industry. Richard is a Certified Financial Planner and holds the Series 63, 7, and SIE licenses. Richard Baer currently works for Legacy Capital Group California, Inc. Prior to this, Richard Baer was employed by NFP Advisor Services, LLC, MANEQUITY, INC., ROYAL ALLIANCE ASSOCIATES, INC., CYPRESS CAPITAL CORPORATION, and LEFCOURT FINANCIAL GROUP, INC. Richard Baer is also the owner of Baer and Bunger Financial and Insurance Services, and Legacy Capital Group California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
CA
06/13/2022 - Present
Legacy Capital Group California, Inc. (LOS GATOS CA)
CA
06/27/1997 - 01/02/2015
NFP ADVISOR SERVICES, LLC (LOS GATOS CA)
MA
03/14/1986 - 06/29/2000
MANEQUITY, INC. (BOSTON MA)
AZ
01/01/1994 - 06/13/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/23/1992 - 01/01/1994
CYPRESS CAPITAL CORPORATION
CA
05/16/1980 - 12/14/1992
LEFCOURT FINANCIAL GROUP, INC. (MENLO PARK CA)
NA
02/15/1978 - 12/26/1979
MANEQUITY, INC.
BC
Issued 12/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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