Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eugene Payne is a financial advisor with over 28 years of experience in the industry. Richard is currently registered with Raymond James & Associates, Inc., a firm headquartered in St. Petersburg, Florida. Richard is also registered with the state of Florida and Texas as a broker and investment advisor representative. Previously, Richard was associated with MML Investors Services, LLC, Park Avenue Securities LLC, Chase Investment Services Corp., BANC OF AMERICA INVESTMENT SERVICES, INC., U.S. GLOBAL BROKERAGE, INC., SALOMON SMITH BARNEY INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/05/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NC
02/10/2014 - 07/06/2018
MML INVESTORS SERVICES, LLC (RALEIGH NC)
NV
06/04/2013 - 01/10/2014
PARK AVENUE SECURITIES LLC (LAS VEGAS NV)
NV
03/17/2010 - 12/19/2012
MML INVESTORS SERVICES, LLC (LAS VEGAS NV)
TX
05/11/2009 - 01/20/2010
CHASE INVESTMENT SERVICES CORP. (BEE CAVE TX)
TX
05/09/2003 - 04/14/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (AUSTIN TX)
TX
12/17/2001 - 08/12/2002
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
NY
03/12/2001 - 12/11/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/22/1994 - 01/19/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/24/1992 - 01/14/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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