Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eugene Miller Jr. is a financial advisor with over 40 years of experience in the industry. Richard is registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since 2022. Prior to joining Wells Fargo Advisors Financial Network, LLC, Richard was with WELLS FARGO CLEARING SERVICES, LLC from 2003 to 2022 and PRUDENTIAL SECURITIES INCORPORATED from 1984 to 2003. Richard is also an active member of the financial industry, having held registrations in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ARLINGTON HEIGHTS IL)
IL
07/01/2003 - 11/14/2022
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON HEIGHTS IL)
NY
08/13/1984 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/23/1980 - 08/10/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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