Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Konefal is a financial advisor at Raymond James & Associates, Inc., a firm with more than $433 billion in assets under management. Richard has been in the industry since 1994 and has a wide range of experience in the financial services industry. Richard holds Series 7, 24, 4, 63, 57, 79, 99, and SIE licenses. Richard specializes in working with individuals, corporations, and other businesses. He has a strong understanding of the financial markets and a commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
10/07/2021 - 02/18/2022
CEBILE CAPITAL LLC (NEW YORK NY)
NY
04/16/2007 - 02/01/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/08/2006 - 04/17/2007
BANC OF AMERICA FINANCE SERVICES, INC. (NEW YORK NY)
NY
09/22/2000 - 04/17/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/11/1994 - 05/13/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 02/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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