Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eugene Harman has been in the financial services industry since 2007. Richard is a Registered Representative with Cambridge Investment Research Advisors, Inc. in Ormond Beach, Florida and has been with the company since April 2018. Previously Richard was a Registered Representative with LPL Financial LLC in Port Orange, Florida. Richard provides financial planning services to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
04/17/2018 - Present
Cambridge Investment Research Advisors, Inc. (Ormond Beach FL)
FL
11/29/2017 - 05/02/2018
LPL FINANCIAL LLC (PORT ORANGE FL)
FL
10/31/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (ORMOND BEACH FL)
FL
07/20/2007 - 11/04/2008
AIG FINANCIAL ADVISORS, INC. (ORMOND BEACH FL)
BOTH
Issued 07/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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