Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eugene Griffin is a financial advisor registered with Newbridge Financial Services Group, Inc.. Richard has been in the financial services industry since September 30, 1997. Richard is currently registered in Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Louisiana, Maryland, Michigan, Minnesota, Nevada, New Jersey, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Virginia, Washington, and Wisconsin. Richard is also registered as an investment advisor in Louisiana, Michigan, and Texas. Richard has experience working with individuals, high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
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2
MI
01/07/2019 - Present
Newbridge Financial Services Group, Inc. (YPSILANTI MI)
MI
05/12/2009 - 07/19/2013
LINCOLN FINANCIAL ADVISORS CORPORATION (SOUTHFIELD MI)
MI
03/23/2000 - 03/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANN ARBOR MI)
FL
01/04/1999 - 05/18/1999
GSG SECURITIES, INC. (BOCA RATON FL)
CO
06/26/1996 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
FL
01/05/1996 - 07/01/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
CO
09/25/1995 - 01/05/1996
SPENCER EDWARDS, INC. (CENTENNIAL CO)
FL
03/31/1995 - 09/21/1995
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
OH
03/16/1995 - 04/12/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
CO
10/20/1994 - 03/21/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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