Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eugene Borish is a financial advisor registered with Wells Fargo Clearing Services, LLC, operating out of the PALM DESERT, CA branch office. Richard has been in the industry since 1991 and holds a variety of licenses, including Series 7, 31, and 65. He has experience working with a wide range of clients, including individuals, corporations, and institutions. Richard has a proven track record of providing clients with customized investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2023 - Present
Wells Fargo Clearing Services, LLC (PALM DESERT CA)
CA
02/12/2013 - 08/14/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PALM DESERT CA)
WA
01/04/2008 - 02/19/2013
OPPENHEIMER & CO. INC. (BELLEVUE WA)
WA
10/31/2002 - 01/11/2008
A. G. EDWARDS & SONS, INC. (SEATTLE WA)
MN
05/13/1997 - 11/13/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
06/13/1994 - 06/02/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 06/21/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
12/13/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Borish is the right advisor for you? Invested Better is here to help.
