Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Escay Ascalon is a financial advisor who has been in the industry since 2006. Richard is currently registered with J.P. Morgan Securities LLC and has been with the firm since 2016. Richard has experience with both broker-dealer and investment advisory services and has held previous positions with NYLIFE Securities LLC, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Richard is licensed to provide investment advice in 13 states and is currently active in both California and Texas. Richard has a broad background in investment advisory services including financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/05/2017 - Present
J.p. Morgan Securities LLC (FOLSOM CA)
CA
08/07/2013 - 10/27/2016
NYLIFE SECURITIES LLC (ROSEVILLE CA)
CA
01/03/2011 - 07/23/2013
WELLS FARGO ADVISORS, LLC (FOLSOM CA)
CA
05/18/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FOLSOM CA)
CA
06/27/2008 - 05/19/2010
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
02/28/2007 - 07/07/2008
WELLS FARGO INVESTMENTS, LLC (GOLD RIVER CA)
CA
08/22/2005 - 02/08/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 03/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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