Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zimmerman is an Investment Advisor Representative with WE Family Offices. Richard is a registered Investment Advisor Representative in New York. Richard has been in the financial services industry for more than 30 years. Prior to joining WE Family Offices, Richard was an employee of HSBC Securities (USA) Inc., Bessmer Investor Services, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., J. P. Morgan Advisors, Inc., J.P. Morgan Securities Inc., SBC Warburg Dillon Read Inc., and Bear, Stearns & Co. Inc.. Richard has passed the Series 63, Series 65, Series 8 and Series 24 exams. Richard is currently registered with WE Family Offices in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/07/2021 - Present
WE Family Offices (New York NY)
NY
04/29/2010 - 08/05/2016
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
11/09/2005 - 05/30/2008
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
10/20/2004 - 10/04/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/13/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/03/2000 - 01/19/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
04/15/1998 - 02/04/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
01/26/1998 - 03/16/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/05/1993 - 02/03/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/23/1985 - 01/24/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 02/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/05/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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