Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ernest Torres is a financial advisor with over 35 years of experience in the financial services industry. He is currently registered with BOK Financial Securities, Inc. in Little Rock, Arkansas. Richard has a wide range of experience, including working with individual investors, businesses, and charitable organizations. He is also a registered principal with the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
11/26/2003 - Present
BOK Financial Securities, Inc. (Little Rock AR)
AR
12/08/1998 - 12/10/2003
STEPHENS INC. (LITTLE ROCK AR)
IA
04/06/1998 - 11/13/1998
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
AR
11/16/1990 - 02/24/1998
MASTERS FINANCIAL GROUP, INC. (LITTLE ROCK AR)
NA
02/27/1989 - 11/27/1990
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
11/23/1988 - 03/08/1989
FIRST STATE INVESTMENTS, INC.
NA
01/14/1988 - 11/22/1988
VINING-SPARKS SECURITIES, INC.
NA
09/21/1987 - 01/26/1988
ROBERT THOMAS SECURITIES, INC
NA
09/26/1986 - 10/16/1987
FIRST INVESTMENT SECURITIES, INC.
BC
Issued 09/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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