Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ernest Dichiaro is a financial advisor with over 50 years of experience in the industry. Richard is registered with RBC Capital Markets, LLC and has been with the firm since 2013. Prior to that, Richard was employed with J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., E. F. Hutton & Company Inc, Paine, Webber, Jackson & Curtis Incorporated, Security Investment Associates Inc. of Rhode Island, and Mutual Investors of Rhode Island Inc. Richard is a Series 66, Series 12, Series 7 and Series 1 licensed representative. Richard is also registered as an Investment Advisor Representative in Rhode Island and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
09/12/2018 - Present
RBC Capital Markets, LLC (PROVIDENCE RI)
RI
03/03/2006 - 10/07/2013
J.P. MORGAN SECURITIES LLC (PROVIDENCE RI)
NY
02/21/2006 - 03/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
07/03/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/04/1988 - 07/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/30/1976 - 02/08/1988
E. F. HUTTON & COMPANY INC
NA
07/28/1975 - 08/10/1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
01/25/1974 - 08/11/1975
SECURITY INVESTMENT ASSOCIATES INC. OF RHODE ISLAND
NA
10/14/1969 - 11/12/1973
MUTUAL INVESTORS OF RHODE ISLAND INC
BOTH
Issued 06/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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