Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Westerberg is an Investment Advisor Representative with Osaic Wealth, Inc. with over 40 years of experience in the securities industry. Richard has been licensed as a registered representative since 1983 and has been a registered investment advisor since 2004. Richard currently holds licenses to sell securities in 21 states and is also licensed to provide investment advice in Connecticut, New York, and Oklahoma. Richard is a securities principal and holds Series 7, 24, and 63 licenses. Richard provides financial planning and investment management services to individual clients, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
02/08/1991 - 09/25/2018
NORTHEAST SECURITIES, LLC (MITCHEL FIELD NY)
NA
01/17/1991 - 02/08/1991
NORTHEAST SECURITIES, INC.
NA
02/05/1988 - 01/29/1991
GLOBAL CAPITAL SECURITIES, INC.
NA
09/27/1984 - 02/13/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/23/1983 - 08/21/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 07/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Westerberg is the right advisor for you? Invested Better is here to help.
