Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eric Niederhaus is a financial advisor with over 30 years of experience in the industry. Richard has been with Stifel, Nicolaus & Company, Inc. since 2014. Prior to that, Richard worked for Morgan Stanley and A. G. Edwards & Sons, Inc. Richard is a registered representative and investment advisor representative in multiple states. He holds a Series 7, 9, 10, 31, and 63 license and has passed the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/09/2014 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
06/01/2009 - 05/27/2014
MORGAN STANLEY (MORRISTOWN NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
09/08/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MORRISTOWN NJ)
NJ
04/08/1988 - 09/19/2006
A. G. EDWARDS & SONS, INC. (WARREN NJ)
NA
04/18/1984 - 04/12/1988
FIRST INTERREGIONAL EQUITY CORP.
BC
Issued 07/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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