Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Eric Cole is a financial advisor registered with Ameriprise Financial Services, LLC. Richard has over 23 years of experience in the financial services industry. Richard is licensed to offer securities and investment advisory services in Alabama, California, Florida, Georgia, Minnesota, Ohio, Oklahoma, Texas, and Virginia. Richard specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, trusts and estates, insurance companies, charitable organizations, and pension and profit-sharing plans. Richard is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/25/2013 - Present
Ameriprise Financial Services, LLC (Tyler TX)
TX
08/06/2008 - 12/16/2013
LPL FINANCIAL LLC (MCKINNEY TX)
TX
08/01/2008 - 08/06/2008
NATIONWIDE SECURITIES, INC. (MCKINNEY TX)
TX
03/15/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (MCKINNEY TX)
TX
07/05/2000 - 06/06/2007
NATIONWIDE SECURITIES, INC. (PLANO TX)
CA
01/11/1999 - 06/26/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 12/31/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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