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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Emerson Williams is an active investment advisor representative and registered in Michigan. Richard has been in the industry since 1994. Richard Williams is registered with Planmember Securities Corp. and currently has a branch office in Grandville, Michigan. Prior to joining Planmember Securities Corp., Richard was registered with LEGEND EQUITIES CORPORATION, AMERICAN UNITED LIFE INSURANCE COMPANY and AUL EQUITY SALES CORP.. Richard is also a registered investment advisor representative with Planmember Securities Corp. and is registered with the state of Michigan as an investment advisor. Richard has a variety of designations including Series 6, Series 26, Series 63 and Series 65 and is a registered principal with Planmember Securities Corp. Richard Williams specializes in a variety of areas including investment advisory, securities and insurance sales, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/17/2016 - Present
Planmember Securities Corp. (Grandville MI)
OK
01/20/1997 - 03/03/2016
LEGEND EQUITIES CORPORATION (TULSA OK)
IN
03/29/1994 - 09/13/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
03/29/1994 - 01/01/1997
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IA
Issued 02/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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