Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Elton Thompson is a financial advisor with over 45 years of experience. Richard has been registered with the Securities and Exchange Commission (SEC) since 1977 and holds a variety of licenses, including Series 7, Series 63, and Series 24. Richard is currently registered with LPL Financial LLC and has been with the firm since May 2024. Richard provides financial planning and portfolio management services to individuals, businesses, and charitable organizations. Richard is committed to helping clients reach their financial goals. Richard is a Certified Financial Planner (CFP®) and has a strong understanding of the financial markets. Richard also has a background in accounting and tax preparation. Richard is a trusted advisor to his clients and provides them with the personalized attention they need. Richard is a member of several professional organizations, including the Financial Planning Association (FPA) and the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/01/2024 - Present
LPL Financial LLC (ATLANTA GA)
GA
07/22/1999 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (ATLANTA GA)
MA
03/31/1999 - 07/22/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
10/14/1986 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
07/31/1985 - 10/22/1986
PPA INVESTMENTS, INC.
NA
10/28/1977 - 08/08/1985
WZW FINANCIAL SERVICES, INC.
NA
07/20/1977 - 11/18/1977
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 04/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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